Tata Securities
Disclaimer: Further Public Offering in India
IMPORTANT: YOU MUST READ AND AGREE WITH THE TERMS AND CONDITIONS OF THE FOLLOWING DISCLAIMER BEFORE CONTINUING.
The following disclaimer applies to the draft red herring prospectus for the further public offering of equity shares ("Securities") of SMC Global Securities Limited (the "Company") filed with the Securities Exchange Board of India ("SEBI"), advised by Tata Securities Limited("Tata Securities") as one of the book running lead managers. You are advised to read this disclaimer carefully before reading, accessing or making any other use of the draft red herring prospectus. The draft red herring prospectus is available for you to read on screen and to print in PDF format. By accessing the draft red herring prospectus, you agree to follow the following terms and conditions, including any modifications to them from time to time.  You are advised to read this disclaimer carefully before reading, accessing or making any other use of the draft red herring prospectus. The draft red herring prospectus is available for you to read on screen and to print in PDF format. By accessing the draft red herring prospectus, you agree to follow the following terms and conditions, including any modifications to them from time to time.
You acknowledge that the access to the draft red herring prospectus is intended for use by you only and you agree not to forward the draft red herring prospectus on to any other person, internal or external to your company, in whole or in part, or otherwise provide access via e-mail or otherwise to any other person.
Please note that because of restrictions imposed by law on soliciting securities business in various jurisdictions, subscription to the issue will not be permitted to residents of certain jurisdictions. The draft red herring prospectus is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where (a) distribution or use of such information would be contrary to law or regulation; or (b) Tata Capital Markets Limited would by virtue of such distribution become subject to new or additional registration requirements.
THE DRAFT RED HERRING PROSPECTUS MAY NOT BE DOWNLOADED, FORWARDED OR DISTRIBUTED, IN WHOLE OR IN PART, TO ANY OTHER PERSON AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER. ANY DOWNLOADING, FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE DRAFT RED HERRING PROSPECTUS IN WHOLE OR IN PART IS UNAUTHORIZED. FAILURE TO COMPLY WITH THIS DISCLAIMER MAY RESULT IN A VIOLATION OF THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR THE APPLICABLE LAWS OF OTHER JURISDICTIONS.
NOTHING HEREIN CONSTITUTES AN OFFER OR SOLICITATION OF SECURITIES FOR SALE IN THE UNITED STATES OR ANY OTHER JURISDICTION WHERE IT IS UNLAWFUL TO DO SO. THE SECURITIES HAVE NOT BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT, OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION AND THE SECURITIES MAY NOT BE OFFERED OR SOLD WITHIN THE UNITED STATES OR TO, OR FOR THE ACCOUNT OR BENEFIT OF, "U.S. PERSONS" (AS DEFINED IN REGULATION S UNDER THE SECURITIES ACT), EXCEPT PURSUANT TO AN EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND APPLICABLE STATE OR LOCAL SECURITIES LAWS. ACCORDINGLY, THE EQUITY SHARES ARE ONLY BEING OFFERED AND SOLD OUTSIDE THE UNITED STATES TO CERTAIN PERSONS IN OFFSHORE TRANSACTIONS IN COMPLIANCE WITH REGULATION S UNDER THE SECURITIES ACT.
Access to the draft red herring prospectus has been limited so that it shall not constitute (i) in the United States or elsewhere a general advertisement or general solicitation (as those terms are used in Regulation D under the Securities Act) or directed selling efforts (within the meaning of Regulation S under the Securities Act), or (ii) an offer or invitation, to the public under the Indian Companies Act, 1956, by or on behalf of the Company or the book running lead managers.
The information in the draft red herring prospectus is as of the date thereof and neither the Company, its directors nor any of the book running lead managers is under any obligation to update or revise the draft red herring prospectus to reflect circumstances arising after the date thereof.  If you have gained access to this transmission contrary to the foregoing restrictions, you may be in violation of the Securities Act or the applicable laws of other jurisdictions and you will be unable to purchase any of the securities described therein.
This disclaimer and the draft red herring prospectus are intended for your information only and may contain legally privileged and/or confidential information. You are hereby notified that any dissemination, distribution or copying of the draft red herring prospectus is strictly prohibited.
The draft red herring prospectus has been made available on this website in electronic form solely to comply with Regulation 9(1) of the Indian SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009, as may be amended from time to time (the "SEBI Regulations"). Tata Capital Markets, one of the book running lead managers has taken all necessary steps to ensure that the contents of the draft red herring prospectus as appearing on this website is identical to the draft red herring prospectus filed with SEBI for its comments in accordance with the SEBI Regulations. You are reminded that documents transmitted in electronic form may be altered or changed during the process of transmission and consequentlyneither Tata Capital Markets nor any of its affiliates nor their directors, officers and employeesaccepts any liability or responsibility whatsoever in respect of alterations or changes which may have taken place during the course of transmission of the draft red herring prospectus in electronic format. Any other information contained in, or that can be accessed via our website www.tatacapital.com does not constitute a part of the draft red herring prospectus.
 
The information contained in this website does not constitute an offer for sale in the United States.  The securities described the draft red herring prospectus have not been, and will not be, registered under U.S. Securities Act of 1933, as amended (the "Securities Act") or with any securities regulatory authority of any state or other jurisdiction in the United States and may not be offered or sold, directly or indirectly, into the United States, or to, or for the account or benefit of, "U.S. persons" (as defined in Regulation S under the Securities Act), except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act and applicable state or local securities laws. Accordingly, the Equity Shares are only being offered and sold outside the United States to certain persons in offshore transactions in compliance with Regulation S under the Securities Act.
You are reminded that you are accessing the draft red herring prospectus on the basis that you are a person into whose possession this draft red herring prospectus may be lawfully delivered in accordance with the laws of the jurisdiction in which you are located.  If this is not the case or if you do not agree to the terms contained in this notice, then you must not access the draft red herring prospectus and you must destroy any copies of the draft red herring prospectus in your possession.
I hereby confirm that:
I am a resident of India
I have read and accept the disclaimer above